Securities market and regulations / (Record no. 234310)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 03349nam a22002417a 4500 |
| 005 - DATE AND TIME OF LATEST TRANSACTION | |
| control field | 20250523152005.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 250522b |||||||| |||| 00| 0 eng d |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9789391820398 |
| 040 ## - CATALOGING SOURCE | |
| Transcribing agency | AIMIT LIBRARY |
| 082 ## - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Edition number | 1 |
| Classification number | 332.64 |
| Item number | BALP |
| 100 ## - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Balachandran, V. |
| 9 (RLIN) | 210586 |
| 245 ## - TITLE STATEMENT | |
| Title | Securities market and regulations / |
| Statement of responsibility, etc. | By V. Balachandran. |
| 250 ## - EDITION STATEMENT | |
| Edition statement | 1st ed. |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. | |
| Place of publication, distribution, etc. | New Delhi : |
| Name of publisher, distributor, etc. | Sultan Chand and Sons , |
| Date of publication, distribution, etc. | 2023. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | xxxii,280 p.; |
| Other physical details | PB |
| Dimensions | 25 xcm. |
| 500 ## - GENERAL NOTE | |
| General note | About the Book<br/>Securities are financial instruments issued to raise funds. The Primary function of the securities markets is to enable to flow of capital from those that need it. This book have been taken to consider the syllabi at All India Level and it will be useful very much for B.Com, BBA, MBA, M.Com. and Business related courses.<br/><br/>Salient Features<br/>Written in a lucid and simple style, the book comprises of five parts covering various aspects of Securities Market and Security Laws or SEBI regulations governing the Securities Market.<br/>The initiatives of SEBI for promoting and regulating securities market are well discussed at the appropriate places of the book<br/>The book covers Basics of Investing, Do’s and Don’ts of Investing, measures taken by SEBI to safeguard the investing community, Redressal of grievances of Investors, Investor education and awareness programs.<br/>Part IV titled Knowledge Refresher covers Quizzes on Securities Market, Model question papers, Past years question papers of reputed universities and The Institute of Company Secretaries of India, New Delhi.<br/>The practical aspects of stock exchange operations and important stock exchanges functioning in India and at International level are covered in chapter 6 of the book. |
| 505 ## - FORMATTED CONTENTS NOTE | |
| Formatted contents note | <br/>Contents:<br/><br/>Part I: Securities Market – New Issues & Stock Exchange<br/>Indian Financial System<br/>Basics of Investing<br/>Capital Market Instruments<br/>Money Market<br/>Primary Market/New Issues Market<br/>Stock Exchanges – National and International<br/>Part II: Securities Market – Regulatory Framework Mutual Fund<br/>SEBI-Establishment, Structure, Composition Powers and Securities Appellate Tribunal<br/>Regulation of Contracts in Securities<br/>SEBI (Delisting of Equity Shares) Regulations, 2021<br/>Buy-Back of Securities<br/>SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021<br/>Part III: Securities Market Intermediaries – Regulatory Framework<br/>Securities Market Intermediaries – Role and Responsibilities<br/>Depository System<br/>Derivatives<br/>Insider Trading<br/>Investor Protection – Role of SEBI and Ombudsman<br/>Part IV: Knowledge Refresher<br/>QUIZ on Securities Market<br/>Model Question Paper<br/>Past Years Question Papers of Universities<br/>Past Years Question Papers of ICSI<br/>Case Laws Relating to Securities Market and Regulations<br/>Figures / Charts<br/>Problems & Keys<br/>Part V: Annexures<br/>Annexure - I: List of Recognised Investor Associations in India<br/>Annexure - II: Registered List of Depositories<br/>Annexure - III: Registered List of Depository Participants<br/>Annexure - IV: NISM Certification Examinations – An Overview |
| 650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Basics of investing |
| 9 (RLIN) | 210587 |
| 650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Capital market instruments |
| 9 (RLIN) | 210588 |
| 650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Primary market new issue market |
| 9 (RLIN) | 210589 |
| 650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Regulation of contracts in securities |
| 9 (RLIN) | 210590 |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Source of classification or shelving scheme | Dewey Decimal Classification |
| Koha item type | Book |
| Edition | 1st |
| Call number prefix | 332.64 BALP |
| Withdrawn status | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Collection code | Home library | Current library | Shelving location | Date acquired | Inventory number | Total Checkouts | Full call number | Barcode | Date last seen | Price effective from | Koha item type |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Dewey Decimal Classification | MBA | St Aloysius Institute of Management & Information Technology | St Aloysius Institute of Management & Information Technology | Security analysis & Portfolio Management | 03/20/2025 | Donated | 332.64 BALP | MBA15175 | 07/19/2025 | 05/22/2025 | Book | |||||
| Dewey Decimal Classification | St Aloysius Institute of Management & Information Technology | St Aloysius Institute of Management & Information Technology | Security analysis & Portfolio Management | 03/20/2025 | 332.64 BALP | MBA15166 | 07/19/2025 | 05/22/2025 | Book |
