Securities market and regulations /
Balachandran, V.
Securities market and regulations / By V. Balachandran. - 1st ed. - New Delhi : Sultan Chand and Sons , 2023. - xxxii,280 p.; PB 25 xcm.
About the Book
Securities are financial instruments issued to raise funds. The Primary function of the securities markets is to enable to flow of capital from those that need it. This book have been taken to consider the syllabi at All India Level and it will be useful very much for B.Com, BBA, MBA, M.Com. and Business related courses.
Salient Features
Written in a lucid and simple style, the book comprises of five parts covering various aspects of Securities Market and Security Laws or SEBI regulations governing the Securities Market.
The initiatives of SEBI for promoting and regulating securities market are well discussed at the appropriate places of the book
The book covers Basics of Investing, Do’s and Don’ts of Investing, measures taken by SEBI to safeguard the investing community, Redressal of grievances of Investors, Investor education and awareness programs.
Part IV titled Knowledge Refresher covers Quizzes on Securities Market, Model question papers, Past years question papers of reputed universities and The Institute of Company Secretaries of India, New Delhi.
The practical aspects of stock exchange operations and important stock exchanges functioning in India and at International level are covered in chapter 6 of the book.
Contents:
Part I: Securities Market – New Issues & Stock Exchange
Indian Financial System
Basics of Investing
Capital Market Instruments
Money Market
Primary Market/New Issues Market
Stock Exchanges – National and International
Part II: Securities Market – Regulatory Framework Mutual Fund
SEBI-Establishment, Structure, Composition Powers and Securities Appellate Tribunal
Regulation of Contracts in Securities
SEBI (Delisting of Equity Shares) Regulations, 2021
Buy-Back of Securities
SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
Part III: Securities Market Intermediaries – Regulatory Framework
Securities Market Intermediaries – Role and Responsibilities
Depository System
Derivatives
Insider Trading
Investor Protection – Role of SEBI and Ombudsman
Part IV: Knowledge Refresher
QUIZ on Securities Market
Model Question Paper
Past Years Question Papers of Universities
Past Years Question Papers of ICSI
Case Laws Relating to Securities Market and Regulations
Figures / Charts
Problems & Keys
Part V: Annexures
Annexure - I: List of Recognised Investor Associations in India
Annexure - II: Registered List of Depositories
Annexure - III: Registered List of Depository Participants
Annexure - IV: NISM Certification Examinations – An Overview
9789391820398
Basics of investing
Capital market instruments
Primary market new issue market
Regulation of contracts in securities
332.64 / BALP
Securities market and regulations / By V. Balachandran. - 1st ed. - New Delhi : Sultan Chand and Sons , 2023. - xxxii,280 p.; PB 25 xcm.
About the Book
Securities are financial instruments issued to raise funds. The Primary function of the securities markets is to enable to flow of capital from those that need it. This book have been taken to consider the syllabi at All India Level and it will be useful very much for B.Com, BBA, MBA, M.Com. and Business related courses.
Salient Features
Written in a lucid and simple style, the book comprises of five parts covering various aspects of Securities Market and Security Laws or SEBI regulations governing the Securities Market.
The initiatives of SEBI for promoting and regulating securities market are well discussed at the appropriate places of the book
The book covers Basics of Investing, Do’s and Don’ts of Investing, measures taken by SEBI to safeguard the investing community, Redressal of grievances of Investors, Investor education and awareness programs.
Part IV titled Knowledge Refresher covers Quizzes on Securities Market, Model question papers, Past years question papers of reputed universities and The Institute of Company Secretaries of India, New Delhi.
The practical aspects of stock exchange operations and important stock exchanges functioning in India and at International level are covered in chapter 6 of the book.
Contents:
Part I: Securities Market – New Issues & Stock Exchange
Indian Financial System
Basics of Investing
Capital Market Instruments
Money Market
Primary Market/New Issues Market
Stock Exchanges – National and International
Part II: Securities Market – Regulatory Framework Mutual Fund
SEBI-Establishment, Structure, Composition Powers and Securities Appellate Tribunal
Regulation of Contracts in Securities
SEBI (Delisting of Equity Shares) Regulations, 2021
Buy-Back of Securities
SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
Part III: Securities Market Intermediaries – Regulatory Framework
Securities Market Intermediaries – Role and Responsibilities
Depository System
Derivatives
Insider Trading
Investor Protection – Role of SEBI and Ombudsman
Part IV: Knowledge Refresher
QUIZ on Securities Market
Model Question Paper
Past Years Question Papers of Universities
Past Years Question Papers of ICSI
Case Laws Relating to Securities Market and Regulations
Figures / Charts
Problems & Keys
Part V: Annexures
Annexure - I: List of Recognised Investor Associations in India
Annexure - II: Registered List of Depositories
Annexure - III: Registered List of Depository Participants
Annexure - IV: NISM Certification Examinations – An Overview
9789391820398
Basics of investing
Capital market instruments
Primary market new issue market
Regulation of contracts in securities
332.64 / BALP
